-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G0+xW/FRjWs9W/8fbNBffOrT5XaykwZBFBP8KGhBYz/Er0LQ9ExJWjag4prUIm83 kPe+nPYI3B49SqzaBHgp+A== 0001398432-08-000124.txt : 20080407 0001398432-08-000124.hdr.sgml : 20080407 20080407094349 ACCESSION NUMBER: 0001398432-08-000124 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080407 DATE AS OF CHANGE: 20080407 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AFH ACQUISITION IV, INC. CENTRAL INDEX KEY: 0001420031 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 412254389 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-83938 FILM NUMBER: 08741942 BUSINESS ADDRESS: STREET 1: C/O AMIR FARROKH HESHMATPOUR STREET 2: 9595 WILSHIRE BLVD., SUITE 900 CITY: BEVERLY HILLS STATE: CA ZIP: 90212 BUSINESS PHONE: 310-300-3431 MAIL ADDRESS: STREET 1: C/O AMIR FARROKH HESHMATPOUR STREET 2: 9595 WILSHIRE BLVD., SUITE 900 CITY: BEVERLY HILLS STATE: CA ZIP: 90212 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Heshmatpour Amir F CENTRAL INDEX KEY: 0001396631 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: BUSINESS PHONE: 310 300 3431 MAIL ADDRESS: STREET 1: C/O AFH HOLDING & ADVISORY LLC STREET 2: 9595 WILSHIRE BLVD, STE 900 CITY: BEVERLY HILLS STATE: CA ZIP: 90212 SC 13D 1 afh413d.htm SCHEDULE 13D UNITED STATES




UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549


SCHEDULE 13D

THE SECURITIES EXCHANGE ACT OF 1934

AFH Acquisition IV, Inc.

(Name of Issuer)

Common Stock, par value $0.001 per share

(Title of Class of Securities)

None

(CUSIP Number)


Amir Farrokh Heshmatpour

9595 Wilshire Blvd, Suite 900

Beverly Hills, CA 90212

(310) 300-3431

(Name, Address and Telephone Number of

Person Authorized to Receive Notices

and Communications)

April 1, 2008

(Date of Event which Requires Filing

of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f), or 13d-1(g), check the following box:  [   ].


The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 (Continued on following pages)

(Page 1 of 4 Pages)








 

CUSIP No. None

Page 2 of 4 Pages

 


1)

NAME OF REPORTING PERSON

 

 

 

 

 

 

 

 

 

Amir Farrokh Heshmatpour

 

 

 


2)

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)

[  ]

 

 

 

(b)

[  ]

 


3)

SEC USE ONLY

 

 

 


4)

SOURCE OF FUNDS

 

 

 

 

PF

 

 

 


5)

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED

 

 

 

 

PURSUANT TO ITEMS 2(d) OR 2(e)

 

[  ]

 


6)

CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

 

 

United States of America

 

 

 


 

 

7)

SOLE VOTING POWER

 

 

 

 

NUMBER OF

5,000,000

 

 

 

 

SHARES

 

 

 

 

 

BENEFICIALLY

8)

SHARED VOTING POWER

 

 

 

 

OWNED BY

 

 

 

 

 

EACH

 

 

 

 

 

REPORTING

9)

SOLE DISPOSITIVE POWER

 

 

 

 

PERSON

5,000,000

 

 

 

 

WITH

 

 

 

 

 

 

10)

SHARED DISPOSITIVE POWER

 

 

 

 

 

 

 

 

 


11)

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

 

 

5,000,000

 

 

 


12)

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

[  ]

 


13)

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

 

 

 

100%

 

 

 


14)

TYPE OF REPORTING PERSON

 

 

 

 

IN

 

 

 





Page 3 of 4 Pages


Item 1.  Security and Issuer.


This Schedule 13D relates to the common stock, par value $0.001 per share (the “Common Stock”) of AFH Acquisition IV, Inc., whose principal executive offices are located at c/o Amir Farrokh Heshmatpour, 9595 Wilshire Blvd, Suite 900, Beverly Hills, CA 90212 (the “Issuer”).


Item 2. Identity and Background.


(a) The name of the reporting person is Amir Farrokh Heshmatpour (the “Reporting Person”).  


(b) The business address of the Reporting Person is 9595 Wilshire Blvd, Suite 900, Beverly Hills, CA 90212.


(c) The Reporting Person’s present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted is Managing Director of AFH Holding and Advisory LLC, located at 9595 Wilshire Blvd, Suite 900, Beverly Hills, CA 90212.


(d)  The Reporting Person has not, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).


(e)  The Reporting Person has not, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding were or are subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.


(f) The Reporting Person is a citizen of the U.S.A.


Item 3.  Source and Amount of Funds or Other Consideration.


The Reporting Person purchased the 5,000,000 shares of Common Stock directly from the Issuer for a purchase price equal to an aggregate of $25,000.00.  The source of funding for this purchase was through personal funds.  


Item 4.  Purpose of Transaction.


None.

 

Item 5.  Interest in Securities of the Issuer.


(a)  The Reporting Person beneficially owns an aggregate of 5,000,000 shares of Common Stock, representing 100% of the outstanding shares of Common Stock (based, as to the number of outstanding shares, upon the Issuer’s Form 10-SB filed on February 1, 2008.)  


(b)   The Reporting Person has the sole right to vote and dispose, or direct the disposition, of the 5,000,000 shares of Common Stock owned by the Reporting Person.


(c) The 5,000,000 shares of Common Stock reported herein were acquired by the Reporting Person from the Issuer effective September 24, 2007.  


(d) Other than the Reporting Person, no other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the 5,000,000 shares of Common Stock owned by the Reporting Person.


(e)  Not applicable.






Page 4 of 4 Pages


Item 6.  Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.


None.


Item 7.  Material to Be Filed as Exhibits.  


None.


Signature.


After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.


April 1, 2008



AMIR FARROKH HESHMATPOUR



By: /s/ Amir Farrokh Heshmatpour

 Amir Farrokh Heshmatpour

 President










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